Managing Director- FSI Internal Controls & SOX Advisory

July 25

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CNM LLP

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Accounting and Transaction Advisory • Compliance and Risk Advisory • IT Audit and Advisory • Business Transformation • Cyber

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Description

• Advise clients as an SME on complex SOX issues from initial implementation to partnering with clients through continued compliance • Lead SOX compliance teams at Financial Services / Banking clients, and/or build SOX compliance programs at pre-IPO and newer companies • Assist with various technical accounting projects including, but not limited to: CECL, revenue recognition, business combinations, stock based compensation, debt and equity transactions and IPO readiness • Provide advice on related areas such as risk assessment preparation, entity level controls, fraud assessment, completion to scope planning, documentation of process flows, completion of process testing on behalf of management, deficiency assessments and remediation, as well as many more competencies based upon client-directed projects • Using multi-disciplinary strengths and expertise, provide engaging leadership to strategic advisory engagements for financial services (banks) and related industry clients • Ensure that projects exceed client’s expectations and that all projects are completed in a way that enhances CNM’s already mature role as a valued and trusted advisor • Ensure that teams are effective and provide thoughtful conflict resolution resources and tools as needed • Advise project teams and clients to develop process improvements and remediation plans which resolve identified deficiencies

Requirements

• Bachelors degree from an accredited university in Accounting, Economics, Business Management, Finance or related • Minimum 12 years of experience in financial services at public accounting firm with opportunities for increasing levels of job title and work complexity depending on years of experience overall • CPA required or ability to achieve CPA certification within 12 months (CNM provides extensive resources and support to enable our team to learn and grow and obtain professional certifications) • Public accounting/advisory experience with an emphasis on risk and compliance consulting related to SOX and technical accounting • Exceptional people, project and client management skills gained by working in multiple, professional environments • Ability to communicate effectively, clearly and concisely – also able to assess situations and ensure responses are well suited to various business situations • Deep experience translating complicated issues into simple and easy to understand terms to guide clients and provide information • Desire to coach others, train and mentor and help the team build core competencies based upon every changing needs of clients, the business environment and the regulatory environment • Knowledge of best practices to identify issues before they can turn into a conflict, or to diffuse issues in order to build learning and development opportunities • Experience working in high pressure and fast paced environments using skills learned to manage resources to ensure that projects are achieved and well managed • Ability to adapt to unexpected changes in timelines, deadlines and scope of work