Senior Associate, Risk Management

August 23

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Wealthfront

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Let us optimize your finances and take the work out of banking, investing, borrowing, and planning.

personal finance • investment management • portfolio management • software • financial planning

201 - 500

💰 $69.7M Convertible Note on 2022-09

Description

• Support the Risk Management Team in the design, implementation and continued improvement of the Company’s Enterprise Risk Management Program • Facilitate the enterprise risk assessment process through functional collaboration across the entirety of the Company • Perform scoping, risk assessment, testing and reporting activities as it relates to the Company’s Enterprise Testing Program, which includes areas such as: Internal Controls Over Compliance (Financial Responsibility Rules), Financial Reporting Controls, etc • Lead walkthroughs to identify control activities and subsequently create and/or refresh process documentation, including, Risk & Control Matrices, flowcharts and other ad hoc artifacts • Identify and monitor risk exposures across the Company, including those associated with the cash sweep product through initial and ongoing monitoring of participant banks • Facilitate and enhance the risk reporting processes undertaken as part of the Enterprise Risk Management Program, including, reporting to Senior Management and the Board • Develop and maintain positive relationships with stakeholders across the entirety of the Company, as well as, with external auditors • Provide support across external audits, including: serving as a central point of contact; fulfilling document requests; coordinating and attending walkthroughs, etc.

Requirements

• 4 to 7 years of experience, preferably in Risk Management, Compliance, or Internal Audit at a financial services company or similar experience as a consultant, previous financial technology experience is a plus • BA/BS • Experience in supporting the development and implementation of risk management frameworks / programs / systems at regulated financial institutions • Experience in using GRC Tools (e.g., Workiva) • Ability to identify solutions through independently performing research, applying prior experience and knowledge • Unquestionable ethics • Ability to communicate effectively at all levels of an organization • Ability to work cross-functionally and build strong relationships across various stakeholders • Uncompromising attention to detail with the ability to communicate to the level of detail appropriate to the situation and audience • Problem solver who seeks to actively address issues in a professional and effective manner • Enthusiasm to apply technology to business processes • Strong organizational skills and ability to set and meet deadlines in a high paced environment • Self-starter who regularly takes initiative and possesses the ability to juggle multiple projects while simultaneously demonstrating creativity and judgment • Takes pride in meeting deadlines and exceeding expectations on quality of output • Customer-centric business philosophy and team-oriented mindset